Courses » SS3 » SS3 Commerce » Commerce Exam Topics » Second tier security market; operating regulation, primary and secondary market, first tier and second tier - Questions and Answers

Second tier security market; operating regulation, primary and secondary market, first tier and second tier - SS3 Commerce Past Questions and Answers - page 1

1

What types of securities are typically traded in the second-tier security market?

A

Securities not listed on major exchanges

B

Government-issued securities

correct option: a

Securities not listed on major exchanges

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2

Which market provides higher liquidity for securities?

A

First-tier market

B
C

Second-tier market

correct option: a

First-tier market

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3

What is the primary purpose of the primary market?

A

Initial sale of securities by companies

B

Trading of previously issued securities

correct option: a

Initial sale of securities by companies

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4

Which market is subject to stricter regulations?

A

First-tier market

B

Second-tier market

correct option: a

First-tier market

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5

Where are blue-chip stocks typically listed?

A

First-tier market

B

Second-tier market

correct option: a

First-tier market

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6

Can you provide an example of a second-tier security market?

One example of a second-tier security market is the Alternative Investment Market (AIM) in the United Kingdom, where smaller and growing companies can raise capital and have their securities traded.

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7

How does the liquidity of securities in the second-tier market differ from the first-tier market?

Securities in the first-tier market, such as those listed on major exchanges, generally have higher liquidity due to a larger number of buyers and sellers. In contrast, the second-tier market may have lower liquidity as there may be fewer participants trading those securities.

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