The 1979 securities and exchange commission decree no. 71. 1985; second tier securities market (SSM) 1999 investment and securities act. - SS3 Commerce Past Questions and Answers - page 1

1

What was the primary purpose of the Securities and Exchange Commission Decree No. 71 introduced in 1979?

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A

Facilitate the growth of emerging companies

B

Enhance investor protection and market regulation

C

Promote fair market operations and transparency

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2

What was the role of the Second-Tier Securities Market (SSM) introduced in 1985?

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A

Regulate the activities of market intermediaries

B

Facilitate trading of securities for smaller companies

C

Enforce rules against market manipulation and fraud

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3

Which act was enacted in 1999 to govern the Nigerian capital market?

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A

Securities and Exchange Commission Decree No. 71

B

Investment and Securities Act

C

Second-Tier Securities Market Act

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4

What did the Securities and Exchange Commission Decree No. 71 empower the SEC to do?

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A

Monitor market operations and enforcement of regulations

B

Facilitate capital raising for emerging companies

C

Establish separate market segments for different industries

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5

What was the main objective of the Investment and Securities Act enacted in 1999?

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A

Promote fair market operations and transparency

B

Facilitate trading of securities for smaller companies

C

Enhance investor protection and market regulation

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6

How did the Securities and Exchange Commission Decree No. 71 impact the Nigerian capital market?

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7

What was the purpose of the Second-Tier Securities Market (SSM) introduced in 1985?

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